Blogs
Investors who hold structured products (also known as “structured notes”) tied to oil and gas may be at risk of significant losses. This may include structured notes tied to the following stocks...
Investors should always inquire with their financial advisor about the fees charged for managing brokerage accounts. In general, there are two ways a financial advisor gets paid: (1) the financial...
February 22, 2022 New York Times David W. Chen Around the time that Lauren Holiday helped the United States soccer team win the 2015 Women’s World Cup, she and her husband, Jrue Holiday, the N.B.A...
The Law Offices of Patrick R. Mahoney, P.C. is investigating accounts that are over-concentrated in the oil and gas sector. In the first ten days of March, oil prices fell more than 30 percent. On...
With the influx in volatility and the arrival of the U.S. stock market’s first Bear Market in more than a decade, those trading on margin may be exposed to forced liquidations and/or margin calls...
As Bloomberg recently reported, H2O Asset Management has emerged as one of the first victims of the markets’ recent volatility after three of its funds, some of the most lucrative throughout 2019...
The Practising Law Institute (“PLI”) published an article that Patrick Mahoney co-authored with Ryan Bakhtiari and Phil Aidikoff of Aidikoff Uhl & Bakhtiari discussing Senior Financial Abuse. PLI...
October 2018 goes down as one of the worst months in the stock market since the Great Recession. The widespread market retreat across all sectors culminated into $1.91 trillion of losses to the S&P...
To the dismay of financial advisors across the country, FINRA has taken notice of the public’s negative association with expungement of customer complaints from central registration depository (“CRD”)...
On April 22, 2014, WealthManagement.com ran Patrick Mahoney’s editorial, FINRA’s Troublesome Rule to Keep Clients Out of Expungement Requests, as part of his periodic column, The Legal Rep. A link to...