We understand reputation is everything. We also know that many customer complaints that appear on BrokerCheck are meritless. We have a 97% SUCCESS RATE removing these meritless customer complaints from BrokerCheck.
We provide financial industry representation covering a wide range of issues stemming from the financial services industry. With top tier law firm experience defending some of the largest broker-dealers in the world, we recognize financial industry members often require independent counsel when their personal interests are at odds with the interests of their employer, business partner, regulatory body, or other third party.
PRM P.C. regularly provides high level financial industry members with representation in cases. Here’s some of what we do:
Financial advisors are often left believing they have no leverage against their employing financial firm. We know this often isn’t true. We represent financial advisors in addressing all forms of employment issues that arise out of financial services employment.