Blogs
There are several FINRA arbitration jobs available to professionals who have an interest in the FINRA arbitration process. This post discusses some of these jobs. Become a FINRA Arbitrator An...
Patrick Mahoney sourced in Investment News article by Mark Schoeff Jr. concerning FINRA rule proposal to increase liquidity requirements for broker-dealers...
The Law Offices of Patrick R. Mahoney, P.C. celebrates 10 years. Opening its doors in 2013, the firm is proud to have spent a decade representing terrific clients, helping them solve complex problems...
FINRA expungement rule changes are officially coming. FINRA expungement refers to the process brokers may undertake to seek removal of customer complaint information from their BrokerCheck records...
The Law Offices of Patrick R. Mahoney, P.C. (“PRM”) is investigating the Crosby Investment Group (“Crosby”). PRM represents clients who have pending FINRA arbitration claims against Crosby’s alleged...
April 10, 2023 Super Lawyers magazine has designated firm founder Patrick Mahoney as one of the TOP 100 “Up-and-Coming” attorneys in all Southern California for the SEVENTH year in a row! Super...
March 23, 2023 New York Times -Kevin Draper Four people were arrested Thursday and charged with collectively defrauding four professional men’s basketball players out of more than $13 million...
March 25, 2023 Yahoo! News -Chris Cwik Former Morgan Stanley adviser Darryl Cohen was arrested Thursday after allegedly defrauding NBA players out of millions. Cohen is accused of transferring roughly...
March 23, 2023 CNBC -Rebecca Picciotto Former Morgan Stanley advisor Darryl Cohen was arrested on Thursday morning for allegedly defrauding current and former NBA players including Jrue Holiday...
(EDITOR’S NOTE: The FINRA expungement process changes described in this post will soon take effect. When they do, it will be even more difficult to remove meritless disclosures from BrokerCheck...