New FINRA Rules will Complicate Removing Complaints from BrokerCheck
FINRA expungement rule changes are officially coming. FINRA expungement refers to the process brokers may undertake to seek removal of customer complaint information from their BrokerCheck records under FINRA Rule 2080. Recently, we wrote about imminent changes to the FINRA expungement rules, and argued that these changes may not impact the expungement success rate