Column: “FINRA’s Troublesome Rule to Keep Clients Out of Expungement Requests” – As seen on WealthManagement.com
On April 22, 2014, WealthManagement.com ran Patrick Mahoney’s editorial, FINRA’s Troublesome Rule to Keep Clients Out of Expungement Requests, as part of his periodic column, The Legal Rep. A link to the article is available HERE, and the text of the editorial is below. On February 13, 2014 FINRA issued a press release announcing its approval of a […]